Sen. Warren Presses FINRA to Explain Enforcement Decline

Published on August 30, 2024

The number of enforcement actions last year was the lowest in the regulator's history.

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FINRA Fines Raymond James $1.9M Over Client Complaint Reporting

August 30, 2024
According to the settlement letter, the brokerage regulator argued Raymond James didn’t properly check that personnel were filling out forms to ensure that written customer complaints were submitted to FINRA quarterly.

PCE Inflation Rises 2.5% in July, Less Than Expected

August 30, 2024
The BEA's Personal Income and Outlays report revealed inflation remained at its lowest level since early 2021. The PCE price index, the Fed's favored measure of inflation, was up 2.5% year-over-year, just below the forecasted 2.6% growth. On a monthly basis, PCE inflation was up 0.2% from June, as expected.