Industry Groups Cheer T+1 as a Success

Published on September 12, 2024

Firms can now "make better use of their capital while promoting financial stability," SIFMA, ICI and DTC say.

       
Continue reading on website
Other news

FP Alpha Adds Automation Features to Estate Lab Platform

September 11, 2024
The updates are timely in light of upcoming tax changes, CEO Andrew Altfest says.      Related StoriesInside Edward Jones' Evolving Wealth Strategy - EnclosureCommonwealth Partners With Legacy Capitals on HNW Advisor Training - EnclosureEx-LPL Rep Forged Client Signatures: FINRA - Enclosure

SEC Investor Advisory Committee Gets New Members, Tees Up 'Best Interest' Debate

September 12, 2024
A panel will discuss when financial professionals are "investment advice fiduciaries"; six new members joined the committee.      Related StoriesRepealing DOL Fiduciary Rule Would Increase Investor Fees: CBO - EnclosureConflicted IRA Advice Widespread as Fiduciaries Lack Oversight, Watchdog Finds - EnclosureWhat Advisors Need to Know About the Fiduciary Rule - Enclosure