Meet the Luminaries Class of 2024 Finalists

Published on September 12, 2024

This year's program features new awards for innovation and disruption, achievement in marketing and excellence in RIA M&As.

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SEC Investor Advisory Committee Gets New Members, Tees Up 'Best Interest' Debate

September 12, 2024
A panel will discuss when financial professionals are "investment advice fiduciaries"; six new members joined the committee.      Related StoriesRepealing DOL Fiduciary Rule Would Increase Investor Fees: CBO - EnclosureConflicted IRA Advice Widespread as Fiduciaries Lack Oversight, Watchdog Finds - EnclosureWhat Advisors Need to Know About the Fiduciary Rule - Enclosure

Raymond James Adds $360M AUM Miss. Duo From LPL

September 12, 2024
Raymond James Lands Former LPL Advisors Managing More Than $360M In Assets