How to Talk to Clients Who Fear the End of the Bull Market

Published on September 12, 2024

Volatility is back, but that doesn't mean a bear market is around the corner.

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SEC to Vote Next Week on Part of US Stock-Trading Revamp Package

September 12, 2024
The SEC’s commissioners are scheduled to decide Wednesday whether to finalize measures that would alter the way brokers, market makers and exchange businesses operate.

Wells Fargo Fined $3M For Missing 'Unsuitable' Short-Term Trades

September 12, 2024
FINRA says multiple reps at the wirehouse recommended short-term buying and selling of securities meant to be held long term.