SEC Charges Pastor-Turned-Advisor With $2.4M Fraud

Published on September 12, 2024

The former advisor sold phony promissory notes to Christian clients, the SEC alleges.

       
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Wells Fargo Fined $3M For Missing 'Unsuitable' Short-Term Trades

September 12, 2024
FINRA says multiple reps at the wirehouse recommended short-term buying and selling of securities meant to be held long term.

Merrill Lands $2.2B Morgan Stanley Team

September 13, 2024
The Oberheide-Schlesinger Group's James Oberheide brings over 30 years' financial industry experience.      Related StoriesNew Bill Creates $25,000 Tax Deduction for SeniorsAssetMark Adds Morningstar Wealth as Third-Party StrategistSocial Security COLA Estimate for 2025 Drops Again to 2.5% on Cooler Inflation - Enclosure