Broker/Dealer First Horizon Hit with Reg BI Violation Over Structured Notes Recommendations

Published on September 18, 2024

The SEC found that after a merger, First Horizon did not properly follow its Regulation Best Interest procedure when making structured note recommendations to some clients.

Continue reading on website
Other news

12 States With the Lowest Property Tax Rates: 2024

September 18, 2024
What homeowners pay can vary widely, the Tax Foundation reports.

Dalio Downplays Next Fed Move as Investors Flag China Risks

September 18, 2024
The size of the Federal Reserve’s interest rate cut this week won’t be a game changer for global investors, though risks from China’s slowdown continue to weigh on their minds, according to participants at a regional forum.