Dropped Accountant Cases May Lead to Federal Court Bars: SEC Roundup

Published on October 18, 2024

The SEC may move away from administrative proceedings in accountant cases, according to former enforcement director Andrew Ceresney.

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Risky-ETF Crew Grabs Wall Street Limelight With Long-Short Bets

October 18, 2024
Tidal has filed for eight new so-called pair trades — which go long and short on two opposing stocks — in the ETF wrapper and under a trademarked “Battleshares” tag.

How Market Forces Came for the Dinosaurs

October 18, 2024
Fossils are fetching high prices at auction, as anonymous buyers bid millions for a piece of history and a dash of celebrity. But none of that money serves science.