What the Election Could Mean for SEC, DOL

Published on October 29, 2024

Changes will be afoot at the regulatory agencies, especially if Trump wins the White House.

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Mariner Says Neuberger Berman Is Its New Minority Investor

October 29, 2024
CEO Marty Bicknell will stay on as leader of the $246 billion RIA and keep majority control.      Related StoriesIs It Time to End the 401(k)?Lovell Minnick Takes Stakes in Two FirmsCFP Board's Enforcement Powers Create Major Risks: SIFMA

BlackRock to Launch 4 Laddered Bond ETFs

October 29, 2024
The funds of funds contain Treasurys, TIPS and investment-grade and high-yield bonds.