Robo-Advisor's Pro Athlete Ads Broke Marketing Rule, SEC Says

Published on November 4, 2024

Ads featuring a pro soccer player and MMA fighters who were not clients lacked disclosures, the SEC says.

       
Continue reading on website
Other news

Former Merrill Lynch Leader John Thiel Launches RIA

November 4, 2024
Thiel has founded the new RIA alongside a number of former Merrill veterans.

New RIA Acquirer Comes to Market With First Deal

November 4, 2024
Aspen Standard Wealth has taken a majority stake in Summitry, a $2.8 billion RIA, as it aims to hold wealth management firms permanently and solve some of their pain points.