Quarter of SEC Actions Dealt With Off-Channel Communications in 2024: Report

Published on November 22, 2024

The total number of enforcement actions dropped 12% from fiscal 2023, a new study finds.

       
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CB Leading Economic Index: Continues to Fall in October

November 21, 2024
The Conference Board Leading Economic Index (LEI) decreased in October to its lowest level since March 2016. The index fell 0.4% from the previous month to 99.5, marking its eighth consecutive monthly decline.

RFG Advisory Sets Recruiting Record, Approaches $6B in Client Assets

November 22, 2024
The hybrid RIA platform has nearly doubled its advisor growth from the previous year.      Related StoriesBill Hwang Judge Considers Reducing 18-Year Prison SentenceNew Tifin Give Tools Let Clients Run Charity Donation CampaignsThese Two Tech Tools Wowed Judges, Advisors at XYPN Live