Court Strikes Down SEC Dealer Rule: SEC Roundup

Published on November 27, 2024

The rule expanded the definition of "dealer" so that many private fund advisors would have had to register.

Continue reading on website
Other news

Two Roth IRA Mistakes High-Income Clients Must Avoid

November 27, 2024
A wrong move can mean a big tax hit, but advisors can help repair or reduce the damage.

Keep More of What You Earn With Direct Indexing

November 27, 2024
Merrie Zhang shares how direct indexing works, the potential benefits of it, and best practices on selecting a provider.