Atkins, Ex-SEC Commissioner, Could Succeed Gensler

Published on November 27, 2024

Trump is expected to make a pick in the coming days, but no decision has yet been made.

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More Than 60 Brokers Hit With FINRA Sanctions Over CE Cheating

November 27, 2024
Another individual completed the required training on the brokers' behalf, FINRA says.      Related StoriesLeech Shunted $600M to Favored Portfolios: SEC, DOJMedicare Advantage Agents Should Tell Consumers About Medigap: CMSCiti Taps BlackRock Portfolio Manager to Be Wealth Unit's CIO

Fidelity to Switch Advisor Custody Accounts to FCASH as Only Core Sweep Option

November 27, 2024
Next year, custody, non-retirement brokerage accounts will convert and default to Fidelity's FCASH sweep holding option.