LPL Agrees to Purge Data From Recruited Ameriprise Advisors

Published on December 18, 2024

The firms agreed to a court order in legal battle over ex-Ameriprise reps' transfer of client info.

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Summit Stakes $1.3B North Carolina RIA

December 18, 2024
The deal with Gordon Asset Management is part of the RIA’s Summit Growth Partners initiative and represents its 18th strategic investment this year.

FINRA Awards $4.8M to Baird in Raymond James Poaching Dispute

December 18, 2024
The payments represent only a fraction of the $74 million in damages sought by the wealth management firm.      Related StoriesFed Lowers Rates by Quarter Point, Signals Two Cuts for 2025E-Trade Plans Zero-Cost Funds That Only Platform Clients Can BuyOpto Investments Adds Private Markets Planner Feature