FPA's New Board Chair Knows How to Play the Long Game

Published on January 13, 2025

Paul Brahim envisions a world in which financial planning is understood and appreciated like other career-track professions.

       
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Robinhood to Pay $45M to Settle SEC Claims

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Two Robinhood entities “failed to observe a broad array of significant regulatory requirements,” according to the SEC.

Schwab, Blackstone Among Firms Paying $63M To Settle SEC Texting Charges

January 13, 2025
The regulator found firm employees were using unapproved texting apps for business and failing to archive the communications. It follows earlier settlements made with large firms like Bank of America, Morgan Stanley, LPL and Raymond James.