SEC Fines LPL $18M for AML Violations

Published on January 17, 2025

LPL failed to close or restrict thousands of prohibited high-risk accounts, according to the SEC.

Continue reading on website
Other news

MicroStrategy May Soon Rival Amazon, Alphabet in Common Shares

January 17, 2025
MicroStrategy Inc.’s Michael Saylor may soon have almost as many common shares at his disposal to help fund the company’s Bitcoin buying spree as market behemoths Amazon.com Inc. and Alphabet Inc. have outstanding.

BlackRock’s Amped Up ETF Taps Into Wall Street’s Stock Anxiety

January 17, 2025
BlackRock Inc. is tapping into a fast-growing corner of the options-powered ETF world with an offering aimed at Wall Street investors bracing for the S&P 500 to tread water.