G19: Notice regarding inadvertent email alert

Published on December 18, 2025

An email alert for the G.19 was inadvertently sent on December 18, 2025, due to some formatting changes to the page. No data were impacted.

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UBS Plans January Job Cuts to Start Final Integration Year

December 18, 2025
UBS’s government-brokered acquisition of Credit Suisse swelled employee ranks to 120,000. That number has already shrunk by 15,000, which is well under the original estimates.

FINRA: New York Firm Missed 'Glaring Red Flags' of Churning

December 18, 2025
According to a complaint filed this week, Spartan Capital Securities raised about one-third of its overall revenue from excessive trading by its registered reps, many of whom had checkered regulatory histories.