SEC 2026 Examination Priorities: What Financial Services Firms Need to Know

Published on December 22, 2025

Explainability matters, recordkeeping remains comprehensive regardless of channel and compliance programs must prove effectiveness through action.

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Sequence-of-Returns + Concentration Risk: A Case-Based Framework to Stress-Test Pre-Retiree Portfolios

December 22, 2025
Approaching retirement often brings a mix of excitement and anxiety as decades of saving meet the reality of market volatility. This article explores the "Danger Zone"—the critical window surrounding your retirement date—where sequence-of-returns and concentration risks can significantly impact your portfolio's longevity.

Gold and Silver Hit All-Time Highs as Geopolitical Tensions Rise

December 22, 2025
Gold and silver soared to all-time highs, as escalating geopolitical tensions and bets on further US rate cuts added momentum to the best annual performance in more than four decades.