Cetera Pays $1.1M to Settle FINRA Charges Over AML Oversight Failures

Published on January 21, 2026

The firms failed to properly monitor low-priced securities transactions and detect suspicious activity patterns that should have triggered regulatory reports.

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Gas Prices Rise for First Time in Nine Weeks

January 21, 2026
Gas prices rose for the first time in nine weeks, but remain close to their lowest level in nearly five years. As of January 19th, the price of regular gas was up 3 cents while the price of premium gas was up 2 cents from the previous week.

Wells to Launch Revamped RIA Custody Platform in Late 2026

January 21, 2026
Wells Fargo Advisors is setting up a newly designed RIA Solutions channel seeded by advisors from its broker/dealer FiNet, with plans to launch more broadly to external advisors in 2027, according to a top executive.