Compliance Culture Reset 2026: From Gatekeepers to Growth Enablers

Published on March 4, 2026

Transforming a practice built on guardrails and restrictions into a strategic enabler might seem contradictory. But the conditions for this shift have been building, and they're finally converging.

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National IBD United Planners Adopts SurgeONE.ai Platform

March 4, 2026
The national IBD will use the regtech platform to replace multiple legacy systems related to data, compliance and cybersecurity.

Channel Employee Enthusiasm to Support Your Firm’s Goals

March 4, 2026
Take an educational approach. Underscore how pleased you are about her energy and excitement and how much you want her to be an enthused member of the team. Perhaps you could guide her on how to find opportunities more aligned with your ideal client focus