Court Kills Biden-Era Fiduciary Rule

Published on March 17, 2026

The Texas District Court decision represents a win for several industry groups that originally sought to throw the rule out, including the American Council of Life Insurers.

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FINRA Booked Fewest Disciplinary Actions in Decade Amid Procedural Reform

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Eversheds Sutherland’s annual FINRA enforcement review found disciplinary actions fell to a decade low in 2025 as FINRA started reforms, including “greater transparency” and “more constructive dialogue.”

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