LPL Sues Former Advisor to Secure Arbitration Award

Published on March 19, 2026

LPL seeks enforcement of the nearly $822,000 arbitration award against a former advisor accused of discrimination against Black job applicants.

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Raymond James Goes With Internal Hire to Lead Independent Contractor Division

March 19, 2026
Raymond James has named Kirk Bell, a senior vice president and division director of the central U.S. for over 12 years, to lead its independent contractor channel.

Zephyr's Adjusted for Risk: A Deep Dive into Fixed Income with DoubleLine's Jeffrey Sherman

March 19, 2026
Ryan Nauman interviews DoubleLine Deputy CIO Jeffrey Sherman about the macro backdrop, positioning in fixed income—staying cautious on riskier credit despite only modest spread widening, favoring front-end and intermediate duration over the 30-year, highlighting ways to manage agency MBS prepayment risk with seasoned coupons, seeing emerging-market debt as an attractive way to bet against the doll