Composition Wealth Recruits $900M Team from Northwestern Mutual

Published on March 24, 2026

The $10 billion firm’s first acquisition of 2026 expands its presence in the Pacific Northwest with a 16-person team from Edgewater Wealth Management.

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Commonwealth Will Pay SEC $5M To Settle Share Class Court Battle

March 23, 2026
The independent broker/dealer will pay far less than the $93 million penalty originally imposed by a federal judge before an appeals court intervened.

SEC Commissioner Peirce Talks Innovation at Exchange 2026

March 24, 2026
The Securities and Exchange Commission should focus on enabling retail investor access to innovation rather than limiting products through merit-based judgments, according to Commissioner Hester Peirce. In a discussion with Todd Rosenbluth, head of research at TMX VettaFi, during the Exchange conference in Las Vegas, Peirce shared insight from her term at the SEC and examined the agency’s role mov