From Open Models to Closed Platforms: The Next Generation of AI-Backed RegTech Is Here

Published on May 20, 2026

Next-generation platforms are custom-built to operate within a firm's internal environment using internally hosted data lakes instead of third-party storage. Data is ingested directly and analyzed against firm-specific governance policies. This structure reduces vulnerability and improves breach visibility while also providing firms direct oversight of record capture, review and retention.

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The Missing Piece of Legacy Planning: Family Health Capital

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For decades, legacy planning has focused on transferring wealth efficiently across generations. Advisors help families structure trusts, optimize taxes, manage charitable giving and prepare heirs for stewardship. All of that matters. However, an increasingly material risk often sits outside the planning conversation: whether future generations will be healthy enough to fully benefit from the asset

LPL Attracts $1B Florida Team From Ameriprise

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