FINRA Snapshot Shows Large Broker/Dealers Grew Market Share in 2025

Published on June 1, 2026

FINRA shows that industry consolidation led to fewer firms despite more registered representatives in 2025, and that dual registration for broker/dealer and fee-based investment advisor services continued to grow.

Continue reading on website
Other news

The T&E Inner Circle: Portability – Lessons on Planning and Implementation

June 1, 2026
June 1, 2026 | 2:00 PM EST

Former Epstein Banker Paul Morris Departs BofA’s Merrill Unit

June 1, 2026
Morris worked on teams managing Epstein’s financial affairs at both JPMorgan Chase & Co. and Deutsche Bank AG, and continued corresponding with the disgraced financier for years after he joined Bank of America’s Merrill Lynch division in 2016.