
Uyeda Says SEC Focused on RIA Fiduciary Process, Not Product Choice
Published on June 5, 2026
SEC Commissioner Mark Uyeda told a roomful of advisors that the SEC puts trust in RIA professional judgment over a “prescriptive” government regulation.

SEC Commissioner Mark Uyeda told a roomful of advisors that the SEC puts trust in RIA professional judgment over a “prescriptive” government regulation.