UBS Hit with $153M in Fines for Anti-Money Laundering Violations

Published on August 3, 2026

FinCEN, FINRA and CFTC charge UBS with a combined $153 million in fines after the bank’s wealth management division allegedly failed to fix problems with foreign-currency wire monitoring and customer due diligence from 2019 to 2023.

Continue reading on website
Other news

Why the Rare Earths Weapon Is Losing Its Force

August 3, 2026
Every time China tightens its grip on rare earths, the rest of the world becomes a little better at finding them.

Three Retirement Planning Questions That Stand the Test of Time

August 3, 2026
They’re not easy to ask, and it’s on you to get clients into the right mind-frame to answer honestly.