Ex-Cetera Advisor Pleads Guilty to $6M Cherry-Picking Scheme

Published on September 18, 2026

According to the Justice Department, William Carleton kept profitable trades for himself while assigning losing positions to clients.

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Cerity Partners Enters Iowa with $2B Gilbert & Cook

September 18, 2026
The $160 billion RIA's deal for the West Des Moines, Iowa, firm is expected to close by month's end, marking another strategic expansion.

Wealth Manager Mercer Takes Out Private Credit With New Loan

September 18, 2026
The debt offering included a $250 million delayed draw term loan, which will go toward funding acquisitions and other investments.