401(k) Real Talk Episode 212: October 14, 2026

Published on October 14, 2026

Open, honest and candid discussion bridging wealth and DC plans, EBSA enforcement, AON picks Vanguard as record keeper, retirement income advice, the rise of TPAs and more.

Continue reading on website
Other news

Your Firm’s Data & Claude for Financial Advisors: Why Anthropic’s Announcement Raises AI Governance Questions

October 14, 2026
Ideally, RIA firms in particular would be best served with tenant-isolated environments, private API endpoints, and granular control over MCP data connectors. That requires a technical lift that large-scale RIAs (read: $1B AUM/AUA) are facing while building their own operating systems. Until that standard becomes an industry-wide reality, firms face the pressure of using AI at an assumed risk.

Who Owns Your Marketing Process?

October 14, 2026
If marketing is taking more of your time than it should, look at the work that repeatedly finds its way back to you: following up with a writer, checking on compliance, keeping campaigns on schedule, managing vendors, or making routine production decisions.