FINRA Fines Webull $4.2M Over AML, Compliance Failures

Published on November 5, 2026

Regulators alleged the firm's compliance systems failed to keep pace with growth, missing fake IDs, suspicious transfers and best-execution lapses.

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Anthropic ETFs: Private Markets, Perpetual Futures & More

November 5, 2026
As investor interest in Anthropic’s upcoming IPO grows, ETFs are finding new ways to offer exposure to private companies through derivatives tied to perpetual futures. Recent regulatory developments could accelerate the use of these instruments across the ETF industry, but they also introduce new risks and complexities.

Fearing a Perfect Annuity Storm

November 5, 2026
The confluence of private equity/credit, insurance and reinsurance has the annuity market roiling.