Wall Street Regulator FINRA Moves to Give Industry Bigger Role

Published on November 13, 2026

FINRA filed a proposal earlier this week to shake up its board's makeup.

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Dealmakers Debate Pros, Cons of Buying an RIA or Recruiting Advisors

November 13, 2026
During an M&A panel at RIA Edge Austin, dealmakers weighed the benefits and downsides of acquiring to grow versus recruiting.

RIA Edge: Industry Faces Advisor Shortfall as $124T Wealth Transfer Looms

November 13, 2026
Bringing in younger advisors is critical for a firm’s market valuation and long-term financial health, according to wealth managers speaking at the recent RIA Edge Austin conference.