SEC Releases New Marketing Rule FAQs on Performance

Published on March 20, 2025

The updated guidance answers questions on advertising extracted performance and portfolio characteristics like Sharpe ratios and yields.

       
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Deals & Moves: LPL Loses Advisors to Osaic, Gains From Ameriprise

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Also this week, private equity-backed Pure Financial adds a $567 million Washington state-based advisory firm.

The Big Firms That Gained, and Lost, the Most Advisors in 2024

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