Commonwealth Wins Reversal of $93M SEC Revenue Sharing Penalty

Published on April 2, 2025

A court last year found Commonwealth liable for failing to disclose a mutual fund revenue-sharing pact.

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Q-Ratio and Market Valuation: March 2025

April 2, 2025
The Q Ratio is the total price of the market divided by the replacement cost of all its companies. The latest Q-ratio is at 1.85, down from 1.97 in February. This is the lowest level in eight months.

Make Yourself Stand Out to Close the Sale

April 2, 2025
In this column, I’ll share some marketing secrets I’ve seen work well, whether you are trying to do lead gen or whether you are in a “finals” situation competing against other advisors, or whether you are talking with a prospect in your office.