State Securities Regulators Approve Changes to Match Model Rule with Reg BI

Published on April 7, 2025

The amendments to the model rule wouldn’t automatically change for state-registered reps. By offering the template, NASAA aims for uniformity between states (and between state and federal law).

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World Markets Watchlist: April 7, 2025

April 7, 2025
Only one of the nine indexes on our world watch list has posted gains through April 7, 2025. Hong Kong's Hang Seng is the sole index on our watchlist still in the green, with a year to date gain of 1.04% while Tokyo's Nikkei 225 has posted the largest loss at -21.95%.

Federal Risk Gauge Shows What Annuity Issuers Are Up Against

April 7, 2025
An Office of Financial Research stress dashboard suggests that, as of last week, the issuers were all right.      Related StoriesHow One Advisor Is Helping Clients Navigate Tariff UpheavalBlackrock's Fink: Most CEOs Think U.S. Is in a RecessionLPL Strikes Deal With First Horizon Bank