SEC to Review AUM Threshold for State Advisors

Published on April 8, 2025

In a speech to state securities regulators, Acting SEC Chair Mark Uyeda said he worried the threshold may have become “unbalanced” since Dodd-Frank and asked commission staff to conduct a “periodic evaluation” of the cutoff.

Continue reading on website
Other news

Tariff Tantrum Gives Private Assets a Stability Test

April 8, 2025
A crash could hit the funding recipients harder, or their diversity could make them more resilient.      Related StoriesRIA M&A Deals Surge to Q1 Record: DeVoe7 Things to Know About RIAs' Growing Use of Private CreditBlackRock's Fink Says 60/40 Portfolio Is Dying, Vows to Open Private Markets to the Masses

20 Most Expensive Colleges: 2025

April 8, 2025
Get ready for sticker shock: These numbers don't even include room and board.      Related StoriesStocks Tumble as ‘America First' Trade CollapsesSharing These 12 Things Could Make You More LikableFederal Risk Gauge Shows What Annuity Issuers Are Up Against