SEC Backs Off Dealer Rule, but Legal Uncertainty Remains — SEC Roundup

Published on April 16, 2025

The fight over who qualifies as a securities dealer isn't finished.

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12 Trends Shaping the Future of 401(k)s

April 16, 2025
The $10 trillion retirement plan market is "at a crossroads," said KWP Growth Partners' Lisa Kottler.      Related Stories6 Reasons ‘Annuity' Is No Longer a Dirty WordWith Trump Tariffs, Voters Will 'Gasp' When They See Their 401(k)s: ValliereThis New-Job Mistake Could Cost Clients $300,000 in Retirement

Household Wealth Surged 16% in 2024 on Stock Gains: Cerulli

April 16, 2025
While wealthy investors benefited most, the mass affluent are sitting on a $3 trillion rollover opportunity, the group says.      Related StoriesSchwab Takes Minority Stake in Wealth.comMillionaire Tax Hike Gains Steam as Trump Signals OpennessWhy Retirement Savers' ‘Magic Number' Dropped $200K This Year