Wall Street Brokers Risk Losing Billions in Fees on SEC Shift

Published on May 8, 2025

A potential regulatory shift in favor of the ETF industry is expected to shake up the business models.

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Blackstone, Vanguard, Wellington to Launch Private Markets Fund

May 8, 2025
Blackstone Inc., Vanguard Group and Wellington Management Co are launching a fund that will invest in public equities, bonds and private markets, as part of their effort to expand private-market offerings to retail clients.

Advisors Ask Court to Pause LPL-Ameriprise Suit

May 8, 2025
In a motion filed this week, unnamed advisors who left Ameriprise for LPL claimed they did not agree to a court order that their personal devices could be examined, stating it risked “invasion of their privacy and the trampling of their rights.”