Trade Groups Rally Against New Jersey Indie Contractor Rule

Published on August 8, 2025

The proposed regulation could reclassify independent financial advisors as employees of their broker-dealers.

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Expanding Access to Alts: Proceed With Care

August 8, 2025
As we consider expanding access, it's important to revisit key regulatory questions, such as the accredited investor definition.      Related StoriesHow 4 Generations Are Preparing for RetirementBeware — New Reporting Rules Affect Gig Work, Contractor PaymentsIn Rare Move, SEC Overturns a FINRA Bar Over Test-Taking

More Top Executives Exit Atria in Wake of LPL Integration

August 8, 2025
The departures include Bob Holcomb, Atria’s CMO, Kevin Mummau, co-head of the financial institution channel, and the heads of practice management and investment solutions, among others.