U.S. Bancorp Unit Fined $500K, Censured Over Suspicious Activity Reports

Published on August 25, 2025

The firm incorrectly used the reporting threshold for banks rather than broker-dealers, FINRA reported.

       
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Lessons in Leadership With Sarah Mouser

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On this episode of the Ask the Retirement Expert podcast, Mouser speaks with ThinkAdvisor Senior Reporter John Manganaro about her journey as a financial planning professional — evolving from a novice producing advisor to an experienced mentor and leader in the industry.      Related StoriesClosing the Guru Gap with David McKnightStarting an RIA with Confidence: What You Need to Know to Launch Sma

11 Investment Must Reads for This Week (Aug. 26, 2025)

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Growth in the use of ETFs and SMAs is changing how muni portfolios are constructed, reports Bond Buyer. Morningstar gives investors a closer look at potential pitfalls of using funds of funds. These are among the investment must-reads we found this week for financial advisors.