Vanguard to Pay $19.5M to Settle Compensation Conflicts

Published on August 29, 2025

The investment giant failed to disclose conflicts in connection with its managed account program, the SEC says.

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Vanguard, Empower Settle SEC Charges Over Advisor Conflict Disclosures

August 29, 2025
Vanguard and Empower will pay $19.5m and nearly $6m, respectively, in settlements. The commission argued the firms did not adequately disclose potential conflicts of interest to clients in managed accounts.

California Wealth Planning Couple Dies in Plane Crash

August 29, 2025
Mark and Vickie Spelts of Chico perished Wednesday near Kansas City.      Related StoriesTop Annuity Seller Wins Cybersquatting CaseClient Sues Advisor, MassMutual Over Premium-Financed Life StrategyIRS to Leave Interest Rates Flat in Q4