Vanguard, Empower to Pay $25M Over Failures Tied to Advisor Compensation

Published on August 29, 2025

The two firms failed to disclose conflicts in connection with their managed account programs, the SEC says.

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9 Ways to Unlock the Greatest Advisor Superpower

August 29, 2025
Well-timed questions can build trust faster than any polished presentation, revealing clients' fears and their dreams.      Related Stories10 Medicare Truths That Can Trip Up Clients, Advisors3 Strategies to Create a Brand That Grows With and For You4 Issues Hurting Mobile Comms Compliance

Moving Averages of the Ivy Portfolio and S&P 500: August 2025

August 29, 2025
Valid until the market close on September 30, 2025This article provides an update on the monthly moving averages we track for the S&P 500 and the Ivy Portfolio after the close of the last business day of the month.