Draft Guidance Could Boost Best-Interest Compliance

Published on September 26, 2025

Industry groups hope to keep state regulators from adding new ways to monitor firms and people.

       
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XYPN Rolls Out Holistiplan Access, Expanded Orion Partnership

September 26, 2025
The new services will help 2,100 affiliated advisors run their practices more efficiently, CEO Alan Moore says.      Related StoriesIn Social Security Chief's Retirement-Age Comments, Retirement Expert Finds an Alarming TruthGuardrails Needed on Alts in 401(k)s: SEC Chief Atkins9 Scary Stats About Gen X's Retirement Readiness

FINRA to Send Revised Outside Business Activity Plan to SEC

September 26, 2025
Industry officials are bracing to see if the proposal includes changes to supervisory requirements for outside RIA activity.      Related StoriesGuardrails Needed on Alts in 401(k)s: SEC Chief AtkinsIn Social Security Chief's Retirement-Age Comments, Retirement Expert Finds an Alarming TruthXYPN Rolls Out Holistiplan Access, Expanded Orion Partnership