New PIABA President: Investor Rights Are “Under an Unprecedented Attack”

Published on October 30, 2025

Michael Bixby warned of how he believed the financial services industry and crypto interests could harm retail investors. Meanwhile, the chief lobbying organization for broker/dealers announced a new leader in its regulatory division.

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Ameriprise Adds 77 Advisors in Q3; UBS Reports Another Headcount Dip

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Ameriprise and UBS both reported positive revenue and earnings as strong markets and client transaction activity buoyed results, but UBS continues to face advisor attrition after changing its compensation plan and buyout packages.

Wells Fargo Names New Head of First Clearing

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Leeann Markovitz, a former director of relationship management, takes over for Al Caiazzo, who will retire at the end of the year.