FINRA Bars Ex-Transamerica Rep Fired for Alleged Outside Business Activity

Published on October 31, 2025

George Ndifor Jing refused to provide documents and information requested by the regulator, according to the order.

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JPMorgan Leads $90M Investment in Texas Stock Exchange

October 31, 2025
The deal brings the total capital raised for the Dallas-based exchange to more than $250 million.      Related StoriesAdvyzon Latest to Tap Wealth.com for Estate Planning TechSmall-Business Owners Value Professional Advice: EquitableUBS Wealth Unit Sees $9B Outflows in the Americas

Shutdown Stalls SEC Work on Private Credit in Retirement Plans

October 31, 2025
The SEC, in partnership with the Labor Department, hasn’t been able to make much progress on the issue due to staff furloughs, SEC Chairman Paul Atkins said.