BD Hit With $80K Fine Over Annuity Switches, Background Checks: FINRA

Published on November 3, 2025

Supreme Alliance failed to supervise purchases of deferred variable annuities and rates of VA exchanges, the order states.

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John Hyland is the 2025 Invest in Others Executive Tribute Honor Recipient

Get Ready for 2026 with this Year-End Practice Checklist

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Your clients get the benefit of a year-end review. This year let's make sure your business does too. It's important to look back at the goals you set, hurdles you encountered, understand how you adjusted course, and what your goals are for 2026.