SEC Regulatory Whiplash Leaves Financial Advisors Scrambling

Published on November 6, 2025

Under the leadership of Chair Paul Atkins, the SEC’s oversight of RIAs has undergone a significant shift. Yet the regulatory roadmap remains unclear in several important areas.

Continue reading on website
Other news

Schwab Agrees to Buy Private Share Platform for $660M

November 6, 2025
The deal is the first under CEO Rick Wurster, and would give customers more opportunities to gain exposure to unlisted companies.

Schwab RIA Member Program to Launch with 10 Firms in 2026

November 6, 2025
Schwab expects to add roughly 10 RIAs a month, with services including business and growth consulting, advisor coaching and curated products from third-party vendors with potential discounts.