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World's 20 Biggest Asset Managers: 2025
Published on November 17, 2025
At year-end 2024, AUM at these giant firms was up 9.4% from a year earlier.
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Bank Sues Ex-Advisors, Claiming They Lost Out on LPL/Commonwealth Retention Payments
November 17, 2025
In the suit filed earlier this month, MountainOne Bank argues three former Commonwealth-affiliated advisors took client information to set up a new Kestra-affiliated firm.
Ex-Fidelity Rep Suspended, Fined Over Outside Business Activity
November 17, 2025
The rep made $13,000 selling an automated trading algorithm, FINRA said. Related StoriesRIAs Charged With Inflating AUM and Misrepresenting LocationsEx-Broker Admits to Insider Trading Scheme Born From PandemicLPL Launches Cash Management Account With Banking, Investing Features